ETF-JDRs will be classified as domestic Japanese securities and so retail investors will not be required to open a foreign securities account with their broker ( which would have been necessary if the Chinese asset managers had opted to cross-list their products in Tokyo). ETF-JDR将被归类为日本国内证券,因此散户投资者不需要在经纪商那里开立外国证券账户(如果这两家中国基金公司选择将其产品在东京交叉上市,投资者就必须开设外国证券账户)。
Therefore, accounts receivable from customers are classified as current assets, appearing in the balance sheet immediately after cash and short-term investments in marketable securities. 因此应收账款被划分为流动资产,在资产负债表中仪排在现金和短期有价证券之后。
The results suggest that the common research methods can be classified as letter stock method, IPO method and other method, and that the liquidity value is affected by such factors as securities volatility, restricted term, fundamental information of listed company and trading volume. 同时,大量实证研究文献的结果表明,流动性存在价值,且流动性价值受证券价格波动性、流通受限期限、公司基本面信息和证券交易量等因素影响。
Chapter IV On a basis of comparative and classified analysis, it concludes essential formations of civil responsibility of securities fraud: conduct, damage, causality, fault and the principle that how to lay the blame on the right shoulder's. 第四章在比较研究和分类研究的基础.上,归纳论述了证券欺诈民事责什的构成要件,即证券欺诈行为、证券欺诈损害事实、证券欺诈因果关系及证券欺诈过错与归贯原则。
First, informal financial transactions can be classified into four forms, as informal credit, securities finance, draft discount and employees finance, and characterized by convenience, higher interest rate, rapid growth and open trade. 第一,民间融资存在民间借贷、有价证券融资、票据贴现融资和企业内部集资四种主要形式,具有手续简便、利率高、增长快和公开化的特征;
Based on the German and Japanese patterns, the mortgage-backed securities may be, from a systematical and structural point of view, classified into two parts: one is the issuance of the mortgage-backed securities and the other is the trading of the same. 纵观德日两国抵押证券模式,抵押证券在制度结构上分为两部分:其一为抵押证券的发行;其二为抵押证券的交易。
Takeover regulation could be classified as securities regulation and anti-monopoly regulation. 上市公司收购监管可划分为信息披露监管、反收购监管与反垄断监管三类。
In a broad sense, securities can be classified into negotiable securities and priceless securities. But the securities in the crime are limited to the capital securities which belong to negotiable securities, and classified into stock securities and debt securities. 广义上的证券可分为有价证券与无价证券,包含范围广泛,而本罪中的证券,仅限于有价证券中的资本证券,具体分为股权证券与债权证券两种。